Start-Up Financing


Thursday, February 14, 2013 from 9:00 a.m. to 10:00 a.m.


MCB Center


CLE Credit:

1.0 General Hour



$75 Attorney Rate

$35 Paralegal Rate

$25 General Public Rate



Mecklenburg County Bar

438 Queens Road

Charlotte, NC 28207


Special Info:

8:30 a.m.: Registration & Breakfast

9:00 a.m. - 10:00 a.m.: CLE Training


Program & Speakers:

Are you up to speed on what your clients need to know if they are planning to raise private capital?  If not, then attend this program and learn everything you need to know to help your clients comply with the securities laws when raising private capital.


Topics to be covered:

  • Overview of Securities Act of 1933
  • Overview of Exemptions to Registration of Securities under Securities Act of 1933
  • Requirements to use Rule 506 for raising private capital
  • JOBS Act  how it will make it easier to raise private capital using Rule 506


Marcus S. Lee, Moore & Van Allen, PLLC


Todd C. Taylor, Moore & Van Allen, PLLC



Download Registration form here and return via:

Fax: 704/333-6209

Mail: 438 Queens Road, Charlotte, NC 28207

Phone: 704/375-8624